Expert Witness

• Suitability and Duty of Care
• Fiduciary Responsibilities
• Damage calculations for options, and other complex financial instruments
• Repo Trading
• Securities Lending
• FINRA arbitration
• Margin – Reg T & Portfolio Margin
• Liquidation of accounts
• Know Your Customer (KYC) Rules
• Derivatives including vanilla and exotic options, futures, credit derivatives, CDS, CDX, FX forwards and options, and interest rate swaps
• Illiquid securities including tranches of RMBS and CMBS
• Risk Management
• Risk Governance